Communication Compliance

5 min read

$2.5 billion dollars worth of fines have been levied against financial institutions due to employees using unauthorized communication channels and not recording these communications. What can be done to try and prevent this from happening.

2 min read

Compliance risk mitigation is a strategic priority for financial institutions. The impact of digitization and hybrid work on business communications compliance is causing challenges that could result in industry fines as evidenced by the SEC punishment to major banks.